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Page also exchanged email messages with numerous possible buyers the place he verified the accuracy on the general performance numbers in the advertising materials.

From October 2017 until finally Oct 2018, the AWC Letter carries on, Mr. Page dispersed marketing and advertising resources that contained materially inaccurate facts “to in excess of two dozen potential investors.” Moreover, he allegedly “exchanged email messages with a number of possible buyers during which he affirmed the precision with the Master Fund’s overall performance success as set forth while in the Feeder Fund’s advertising and marketing supplies.” FINRA states that traders during the Feeder Fund created “7 different investments… totaling about $one.

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Page expressed enthusiasm about his new role, stating, "I am thrilled for being the founder Spouting Rock Economic Partners and lead to its distinguished legacy. With each other, we will keep on to innovate and supply our customers with Fantastic financial products and services."

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Specifically, Page dispersed advertising resources for just a hedge fund he fashioned to about 24 opportunity traders. The internet marketing product bundled performance figures that substantially overstated the historic fee of return.

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Page verified the variety’s accuracy despite obtaining data that known as the accuracy of the figures into query. As a result, Page violated FINRA Rule 2010.

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